The U.S. Securities and Exchange Commission (SEC) is seeking the best and brightest talent to help strengthen our workforce to better serve as the investor's advocate.

Enjoy free public access to millions of informational documents filed by publicly traded companies and others in the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.

Mar 12, 2025 · The U.S. Securities and Exchange Commission (SEC) requires the expertise and hard work of a talented team of professionals to maintain fair, orderly, and efficient markets.

IAPD provides information on Investment Adviser firms regulated by the SEC and/or state securities regulators

Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness & efficiency in the securities markets, and …

Apr 6, 2025 · In determining a salary offer, the U.S. Securities and Exchange Commission (SEC) applies structured “pay matrices” that define the amounts of experience needed for pay to be …

While SEC investigations into possible securities law violations by firms or individuals are conducted privately to ensure they remain fair and objective, the SEC takes action publicly …

This Act regulates the organization of companies, including mutual funds, that engage primarily in investing, reinvesting, and trading in securities, and whose own securities are offered to the …

Mar 12, 2025 · Answer: Yes. Because the securities are convertible or exercisable within one year, an offering of both the overlying security and underlying security is deemed to be taking …

Dec 22, 2025 · The SEC, Financial Industry Regulatory Authority (FINRA), and Municipal Securities Rulemaking Board (MSRB) are holding a virtual two-day compliance outreach …