Less than 10 years after they settled the infamous “boom-boom room” case, Smith Barney is being sued for discrimination again. The new case, Fassbender Amochaev v. Citigroup Global Markets, Inc., ...

Editor's Note: Alex Samuelson, head of media relations at Smith Barney, says the number of reps leaving Smith Barney in the story below is inaccurate—that is to say, the number cited below is way too ...

Morgan Stanley Smith Barney today announced the launch of a new investment platform designed to help clients align their financial goals and their personal values. The Investing with Impact Platform ...

The broker attrition at Morgan Stanley Smith Barney LLC is slowing down, according to Charles Johnston, its president and chief operating officer. Since the end of July, “attrition is back to 2006 ...

Morgan Stanley Smith Barney will pay a $15 million penalty as part of a settlement with the Securities and Exchange Commission related to four financial advisers who stole millions of dollars of ...

Smith Barney has lost 15 advisers in the Baltimore area to Robert W. Baird & Co. Inc. The brokers, who control slightly more than $1 billion in assets, joined on Friday before the long holiday weekend ...

I.L. "lonnie" Morris, formerly d/b/a I.L. "lonnie" Morris, Cpa & Company v. Morgan Stanley Smith Barney, successor in interest to Solomon Smith Barney, Wen-ti "willy" Lee, and Richard S. Bartonmore ...