A major Cetera Advisors office of supervisory jurisdiction has set a goal of adding 55 advisors and up to $3 billion in client assets over the next four years using a different take on the hybrid ...
This is the 15th installment in a Financial Planning series by Chief Correspondent Tobias Salinger on how to build a successful RIA. See the previous stories here, or find them by following Salinger ...
Gateway Financial Partners, a Glastonbury, Conn.–based large office of supervisory jurisdiction of LPL Financial, has hired John C. Johnson, former CEO and president of National Planning Corporation, ...
In recent years, we’ve seen tremendous growth for both newly launched super OSJs and the independent advisors joining their ranks. We’ve also seen smaller broker-dealers choosing to wind down their ...
Gateway Financial Partners, a Glastonbury, Conn.–based large office of supervisory jurisdiction of LPL Financial with $6.5 billion in assets under advisement, has hired Christian Widen, a former ...
DAVENPORT, Iowa, Feb. 27, 2025 /PRNewswire/ -- A leading OSJ group managing over $1 billion in client assets has officially transitioned from Osaic Wealth to Ausdal Financial Partners (AFP). The group ...
Respected Industry Leader Selects Largest Ladenburg Subsidiary to Help Launch William R. Pintaric & Associates LLC Under the new super-OSJ’s growth strategy, Mr. Pintaric will work with Securities ...
A Financial Industry Regulatory Authority arbitration panel has denied a claim by financial advisor Alan P. Niemann that he is owed more than $1 million from the supervisor of three advisors who left ...
The adviser landscape is changing. Investors are demanding more from financial advisers, technology is impacting how advisers work with their clients, and a broadened fiduciary standard continues to ...
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