Corporate insiders must sell company shares to meet financial goals but also need to avoid insider trading. A Rule 10b5-1 trading plan offers some protection. When you work at a public company, you ...

Changes are likely coming to SEC Rule 10b5-1, and with them, new litigation risks for corporate officers and directors. Rule 10b5-1 permits corporate insiders to establish stock trading plans that ...

Abuses of 10b5-1 plans, which are supposed to help prevent insider trading, have led the SEC to tighten the rules. Insider trading is a notorious form of white-collar wrongdoing that most people are ...